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| Technical Services Division > Authorities Interest Group > Training Module for Name Verification at UM Libraries | |||
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SECTION I
What is a name heading?A name heading is an access point in a bibliographic record for a person, company, organization, or conference that had something to do with the creation of that work. These headings appear in records for all kinds of resources such as: monographs, serials, integrating resources, audiovisual materials, sound recordings, etc. Some examples of name headings: the author of a book, the editor of a book, a translator of a book, an actor in a film, a performer in an opera, etc. These headings allow catalog users to retrieve all of the relevant bibliographic records for the name they search. Name headings are one of the most important kinds of access points for bibliographic records. The MARC fields on the bibliographic records for name headings have three digit parallel construction tags associated with them. These tags identify the fields and the kind of data that follows. This document will use the convention of the letter "X" to represent the first digit or the letters "XX" to represent the last two digits. The first digit of the tag represents where the name field may appear on the bibliographic record: the Main Entry (1XX), the Subject Entry (6XX), the Added Entry (7XX), or series (8XX). The last two digits of the tag represent the particular type of name or uniform title in the MARC field requiring authority control. These two digits will have a pattern, e.g.: Personal names (X00); Corporate names (X10); Conference Names (X11); Uniform Titles (X30). For more information about MARC fields requiring authority control that are also fields that use parallel tag construction, see What is a MARC record, Part 3. Explanations and examples of different kinds of name headingsPersonal namesPersonal name headings represent individual people. They usually appear in inverted order ("last name, first name") sometimes followed by middle names, initials, titles, qualifiers, birth, and/or death dates. Sometimes a personal name heading will be followed by a uniform title in a subfield t ($t).
Examples of personal name headings (these can be in the 100, 600, 700, or 800 fields in bibliographic records and in 100, 400, or 500 fields in name authority records):
Some headings will be straightforward:
Some headings will be qualified by birth and/or death dates. For pre-20th century people you will occasionally see a name qualified by a "flourished" (abbreviated "fl.") date(s):
Some headings will be qualified by a title of nobility, fuller form of the name, academic degree, an occupation, etc.:
Some headings will be entered in direct order instead of the last name followed by the first name:
Some headings will be followed by a uniform title :
Corporate/Organizational NamesCorporate name headings represent individual corporations and organizations in a very broad sense. Government bodies, private companies, not-for-profit organizations, musical groups, churches, radio and television stations, clubs, courts, and committees are some examples of entities that we represent as corporate name headings. Corporate name headings can be complex because organizations sometimes change names, merge with or acquire other companies, and have complex hierarchies for subordinate bodies. Meetings, colloquia, etc. of organizations are entered under the name of the organization; see the next section for information on conferences. Some types of "ambiguous entities" such as cemeteries, airports, galaxies, opera houses, railroads, shipyards, etc. are treated as corporate names. Note that the first indicator is 2 when the name is in direct order and 1 when a governmental jurisdiction name appears first as an integral part of the name. Note that if a geographic qualifier appears it must be in the authorized form. For example, the authorized form of College Park, Maryland is "College Park (Md.)" and it appears as a geographic qualifier as "College Park, Md.," NOT as "College Park, MD" or "College Park, Maryland," or "College Park (Md.)." Examples of corporate name headings (these can be in the 110, 610, 710, or 810 fields in bibliographic records and in the 110, 410, or 510 in name authority records): Some corporate name headings will be straightforward:
Some corporate name headings will show corporate hierarchies:
Some name headings will be qualified with the place the body is located:
Some name headings will be qualified by what type of body is represented:
Some name headings will be followed by a uniform title:
Conferences, Meetings, Events, Etc.These types of headings are used for: athletic contests, conferences, exhibitions, expositions, festivals, meetings and scientific expeditions. Conferences and meetings either have a specific name and are entered under that name, or they have generic names and are entered under the name of the organization that is meeting. Note that if a geographic qualifier appears it must be in the authorized form. For example, the authorized form of College Park, Maryland is "College Park (Md.)" and it appears as a geographic qualifier as "College Park, Md.," NOT as "College Park, MD" or "College Park, Maryland," or "College Park (Md.)." However, if a corporate name appears as a qualifier in a conference name heading, it will match the form of the corporate name used in the piece and not necessarily the authorized form. Examples of named conference, meeting, etc. name headings (these can be in the 111, 611, 711, or 811 fields in bibliographic records and in the 111, 411, or 511 in name authority records):
Some named conference headings will be followed by uniform titles :
Examples of unnamed conferences, meetings, etc. (these can be in the 110, 610, 710, or 810 fields in bibliographic records and in the 110, 410, or 510 in name authority records)
Special SituationsGeographic entities
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